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hello-algo/en/docs/chapter_backtracking/subset_sum_problem.md

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13.3   Subset sum problem

13.3.1   Case without duplicate elements

!!! question

Given an array of positive integers `nums` and a target positive integer `target`, find all possible combinations such that the sum of the elements in the combination equals `target`. The given array has no duplicate elements, and each element can be chosen multiple times. Please return these combinations as a list, which should not contain duplicate combinations.

For example, for the input set \{3, 4, 5\} and target integer 9, the solutions are \{3, 3, 3\}, \{4, 5\}. Note the following two points.

  • Elements in the input set can be chosen an unlimited number of times.
  • Subsets do not distinguish the order of elements, for example \{4, 5\} and \{5, 4\} are the same subset.

1.   Reference permutation solution

Similar to the permutation problem, we can imagine the generation of subsets as a series of choices, updating the "element sum" in real-time during the choice process. When the element sum equals target, the subset is recorded in the result list.

Unlike the permutation problem, elements in this problem can be chosen an unlimited number of times, thus there is no need to use a selected boolean list to record whether an element has been chosen. We can make minor modifications to the permutation code to initially solve the problem:

=== "Python"

```python title="subset_sum_i_naive.py"
def backtrack(
    state: list[int],
    target: int,
    total: int,
    choices: list[int],
    res: list[list[int]],
):
    """Backtracking algorithm: Subset Sum I"""
    # When the subset sum equals target, record the solution
    if total == target:
        res.append(list(state))
        return
    # Traverse all choices
    for i in range(len(choices)):
        # Pruning: if the subset sum exceeds target, skip that choice
        if total + choices[i] > target:
            continue
        # Attempt: make a choice, update elements and total
        state.append(choices[i])
        # Proceed to the next round of selection
        backtrack(state, target, total + choices[i], choices, res)
        # Retract: undo the choice, restore to the previous state
        state.pop()

def subset_sum_i_naive(nums: list[int], target: int) -> list[list[int]]:
    """Solve Subset Sum I (including duplicate subsets)"""
    state = []  # State (subset)
    total = 0  # Subset sum
    res = []  # Result list (subset list)
    backtrack(state, target, total, nums, res)
    return res
```

=== "C++"

```cpp title="subset_sum_i_naive.cpp"
/* Backtracking algorithm: Subset Sum I */
void backtrack(vector<int> &state, int target, int total, vector<int> &choices, vector<vector<int>> &res) {
    // When the subset sum equals target, record the solution
    if (total == target) {
        res.push_back(state);
        return;
    }
    // Traverse all choices
    for (size_t i = 0; i < choices.size(); i++) {
        // Pruning: if the subset sum exceeds target, skip that choice
        if (total + choices[i] > target) {
            continue;
        }
        // Attempt: make a choice, update elements and total
        state.push_back(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target, total + choices[i], choices, res);
        // Retract: undo the choice, restore to the previous state
        state.pop_back();
    }
}

/* Solve Subset Sum I (including duplicate subsets) */
vector<vector<int>> subsetSumINaive(vector<int> &nums, int target) {
    vector<int> state;       // State (subset)
    int total = 0;           // Subset sum
    vector<vector<int>> res; // Result list (subset list)
    backtrack(state, target, total, nums, res);
    return res;
}
```

=== "Java"

```java title="subset_sum_i_naive.java"
/* Backtracking algorithm: Subset Sum I */
void backtrack(List<Integer> state, int target, int total, int[] choices, List<List<Integer>> res) {
    // When the subset sum equals target, record the solution
    if (total == target) {
        res.add(new ArrayList<>(state));
        return;
    }
    // Traverse all choices
    for (int i = 0; i < choices.length; i++) {
        // Pruning: if the subset sum exceeds target, skip that choice
        if (total + choices[i] > target) {
            continue;
        }
        // Attempt: make a choice, update elements and total
        state.add(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target, total + choices[i], choices, res);
        // Retract: undo the choice, restore to the previous state
        state.remove(state.size() - 1);
    }
}

/* Solve Subset Sum I (including duplicate subsets) */
List<List<Integer>> subsetSumINaive(int[] nums, int target) {
    List<Integer> state = new ArrayList<>(); // State (subset)
    int total = 0; // Subset sum
    List<List<Integer>> res = new ArrayList<>(); // Result list (subset list)
    backtrack(state, target, total, nums, res);
    return res;
}
```

=== "C#"

```csharp title="subset_sum_i_naive.cs"
[class]{subset_sum_i_naive}-[func]{Backtrack}

[class]{subset_sum_i_naive}-[func]{SubsetSumINaive}
```

=== "Go"

```go title="subset_sum_i_naive.go"
[class]{}-[func]{backtrackSubsetSumINaive}

[class]{}-[func]{subsetSumINaive}
```

=== "Swift"

```swift title="subset_sum_i_naive.swift"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "JS"

```javascript title="subset_sum_i_naive.js"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "TS"

```typescript title="subset_sum_i_naive.ts"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "Dart"

```dart title="subset_sum_i_naive.dart"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "Rust"

```rust title="subset_sum_i_naive.rs"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_i_naive}
```

=== "C"

```c title="subset_sum_i_naive.c"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "Kotlin"

```kotlin title="subset_sum_i_naive.kt"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

=== "Ruby"

```ruby title="subset_sum_i_naive.rb"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_i_naive}
```

=== "Zig"

```zig title="subset_sum_i_naive.zig"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumINaive}
```

Inputting the array [3, 4, 5] and target element 9 into the above code yields the results [3, 3, 3], [4, 5], [5, 4]. Although it successfully finds all subsets with a sum of 9, it includes the duplicate subset [4, 5] and [5, 4].

This is because the search process distinguishes the order of choices, however, subsets do not distinguish the choice order. As shown in Figure 13-10, choosing 4 before 5 and choosing 5 before 4 are different branches, but correspond to the same subset.

Subset search and pruning out of bounds{ class="animation-figure" }

Figure 13-10   Subset search and pruning out of bounds

To eliminate duplicate subsets, a straightforward idea is to deduplicate the result list. However, this method is very inefficient for two reasons.

  • When there are many array elements, especially when target is large, the search process produces a large number of duplicate subsets.
  • Comparing subsets (arrays) for differences is very time-consuming, requiring arrays to be sorted first, then comparing the differences of each element in the arrays.

2.   Duplicate subset pruning

We consider deduplication during the search process through pruning. Observing Figure 13-11, duplicate subsets are generated when choosing array elements in different orders, for example in the following situations.

  1. When choosing 3 in the first round and 4 in the second round, all subsets containing these two elements are generated, denoted as [3, 4, \dots].
  2. Later, when 4 is chosen in the first round, the second round should skip 3 because the subset [4, 3, \dots] generated by this choice completely duplicates the subset from step 1..

In the search process, each layer's choices are tried one by one from left to right, so the more to the right a branch is, the more it is pruned.

  1. First two rounds choose 3 and 5, generating subset [3, 5, \dots].
  2. First two rounds choose 4 and 5, generating subset [4, 5, \dots].
  3. If 5 is chosen in the first round, then the second round should skip 3 and 4 as the subsets [5, 3, \dots] and [5, 4, \dots] completely duplicate the subsets described in steps 1. and 2..

Different choice orders leading to duplicate subsets{ class="animation-figure" }

Figure 13-11   Different choice orders leading to duplicate subsets

In summary, given the input array [x_1, x_2, \dots, x_n], the choice sequence in the search process should be [x_{i_1}, x_{i_2}, \dots, x_{i_m}], which needs to satisfy i_1 \leq i_2 \leq \dots \leq i_m. Any choice sequence that does not meet this condition will cause duplicates and should be pruned.

3.   Code implementation

To implement this pruning, we initialize the variable start, which indicates the starting point for traversal. After making the choice x_{i}, set the next round to start from index i. This will ensure the choice sequence satisfies i_1 \leq i_2 \leq \dots \leq i_m, thereby ensuring the uniqueness of the subsets.

Besides, we have made the following two optimizations to the code.

  • Before starting the search, sort the array nums. In the traversal of all choices, end the loop directly when the subset sum exceeds target as subsequent elements are larger and their subset sum will definitely exceed target.
  • Eliminate the element sum variable total, by performing subtraction on target to count the element sum. When target equals 0, record the solution.

=== "Python"

```python title="subset_sum_i.py"
def backtrack(
    state: list[int], target: int, choices: list[int], start: int, res: list[list[int]]
):
    """Backtracking algorithm: Subset Sum I"""
    # When the subset sum equals target, record the solution
    if target == 0:
        res.append(list(state))
        return
    # Traverse all choices
    # Pruning two: start traversing from start to avoid generating duplicate subsets
    for i in range(start, len(choices)):
        # Pruning one: if the subset sum exceeds target, end the loop immediately
        # This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if target - choices[i] < 0:
            break
        # Attempt: make a choice, update target, start
        state.append(choices[i])
        # Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i, res)
        # Retract: undo the choice, restore to the previous state
        state.pop()

def subset_sum_i(nums: list[int], target: int) -> list[list[int]]:
    """Solve Subset Sum I"""
    state = []  # State (subset)
    nums.sort()  # Sort nums
    start = 0  # Start point for traversal
    res = []  # Result list (subset list)
    backtrack(state, target, nums, start, res)
    return res
```

=== "C++"

```cpp title="subset_sum_i.cpp"
/* Backtracking algorithm: Subset Sum I */
void backtrack(vector<int> &state, int target, vector<int> &choices, int start, vector<vector<int>> &res) {
    // When the subset sum equals target, record the solution
    if (target == 0) {
        res.push_back(state);
        return;
    }
    // Traverse all choices
    // Pruning two: start traversing from start to avoid generating duplicate subsets
    for (int i = start; i < choices.size(); i++) {
        // Pruning one: if the subset sum exceeds target, end the loop immediately
        // This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if (target - choices[i] < 0) {
            break;
        }
        // Attempt: make a choice, update target, start
        state.push_back(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i, res);
        // Retract: undo the choice, restore to the previous state
        state.pop_back();
    }
}

/* Solve Subset Sum I */
vector<vector<int>> subsetSumI(vector<int> &nums, int target) {
    vector<int> state;              // State (subset)
    sort(nums.begin(), nums.end()); // Sort nums
    int start = 0;                  // Start point for traversal
    vector<vector<int>> res;        // Result list (subset list)
    backtrack(state, target, nums, start, res);
    return res;
}
```

=== "Java"

```java title="subset_sum_i.java"
/* Backtracking algorithm: Subset Sum I */
void backtrack(List<Integer> state, int target, int[] choices, int start, List<List<Integer>> res) {
    // When the subset sum equals target, record the solution
    if (target == 0) {
        res.add(new ArrayList<>(state));
        return;
    }
    // Traverse all choices
    // Pruning two: start traversing from start to avoid generating duplicate subsets
    for (int i = start; i < choices.length; i++) {
        // Pruning one: if the subset sum exceeds target, end the loop immediately
        // This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if (target - choices[i] < 0) {
            break;
        }
        // Attempt: make a choice, update target, start
        state.add(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i, res);
        // Retract: undo the choice, restore to the previous state
        state.remove(state.size() - 1);
    }
}

/* Solve Subset Sum I */
List<List<Integer>> subsetSumI(int[] nums, int target) {
    List<Integer> state = new ArrayList<>(); // State (subset)
    Arrays.sort(nums); // Sort nums
    int start = 0; // Start point for traversal
    List<List<Integer>> res = new ArrayList<>(); // Result list (subset list)
    backtrack(state, target, nums, start, res);
    return res;
}
```

=== "C#"

```csharp title="subset_sum_i.cs"
[class]{subset_sum_i}-[func]{Backtrack}

[class]{subset_sum_i}-[func]{SubsetSumI}
```

=== "Go"

```go title="subset_sum_i.go"
[class]{}-[func]{backtrackSubsetSumI}

[class]{}-[func]{subsetSumI}
```

=== "Swift"

```swift title="subset_sum_i.swift"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "JS"

```javascript title="subset_sum_i.js"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "TS"

```typescript title="subset_sum_i.ts"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "Dart"

```dart title="subset_sum_i.dart"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "Rust"

```rust title="subset_sum_i.rs"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_i}
```

=== "C"

```c title="subset_sum_i.c"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "Kotlin"

```kotlin title="subset_sum_i.kt"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

=== "Ruby"

```ruby title="subset_sum_i.rb"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_i}
```

=== "Zig"

```zig title="subset_sum_i.zig"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumI}
```

Figure 13-12 shows the overall backtracking process after inputting the array [3, 4, 5] and target element 9 into the above code.

Subset sum I backtracking process{ class="animation-figure" }

Figure 13-12   Subset sum I backtracking process

13.3.2   Considering cases with duplicate elements

!!! question

Given an array of positive integers `nums` and a target positive integer `target`, find all possible combinations such that the sum of the elements in the combination equals `target`. **The given array may contain duplicate elements, and each element can only be chosen once**. Please return these combinations as a list, which should not contain duplicate combinations.

Compared to the previous question, this question's input array may contain duplicate elements, introducing new problems. For example, given the array [4, \hat{4}, 5] and target element 9, the existing code's output results in [4, 5], [\hat{4}, 5], resulting in duplicate subsets.

The reason for this duplication is that equal elements are chosen multiple times in a certain round. In Figure 13-13, the first round has three choices, two of which are 4, generating two duplicate search branches, thus outputting duplicate subsets; similarly, the two $4$s in the second round also produce duplicate subsets.

Duplicate subsets caused by equal elements{ class="animation-figure" }

Figure 13-13   Duplicate subsets caused by equal elements

1.   Equal element pruning

To solve this issue, we need to limit equal elements to being chosen only once per round. The implementation is quite clever: since the array is sorted, equal elements are adjacent. This means that in a certain round of choices, if the current element is equal to its left-hand element, it means it has already been chosen, so skip the current element directly.

At the same time, this question stipulates that each array element can only be chosen once. Fortunately, we can also use the variable start to meet this constraint: after making the choice x_{i}, set the next round to start from index i + 1 going forward. This not only eliminates duplicate subsets but also avoids repeated selection of elements.

2.   Code implementation

=== "Python"

```python title="subset_sum_ii.py"
def backtrack(
    state: list[int], target: int, choices: list[int], start: int, res: list[list[int]]
):
    """Backtracking algorithm: Subset Sum II"""
    # When the subset sum equals target, record the solution
    if target == 0:
        res.append(list(state))
        return
    # Traverse all choices
    # Pruning two: start traversing from start to avoid generating duplicate subsets
    # Pruning three: start traversing from start to avoid repeatedly selecting the same element
    for i in range(start, len(choices)):
        # Pruning one: if the subset sum exceeds target, end the loop immediately
        # This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if target - choices[i] < 0:
            break
        # Pruning four: if the element equals the left element, it indicates that the search branch is repeated, skip it
        if i > start and choices[i] == choices[i - 1]:
            continue
        # Attempt: make a choice, update target, start
        state.append(choices[i])
        # Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i + 1, res)
        # Retract: undo the choice, restore to the previous state
        state.pop()

def subset_sum_ii(nums: list[int], target: int) -> list[list[int]]:
    """Solve Subset Sum II"""
    state = []  # State (subset)
    nums.sort()  # Sort nums
    start = 0  # Start point for traversal
    res = []  # Result list (subset list)
    backtrack(state, target, nums, start, res)
    return res
```

=== "C++"

```cpp title="subset_sum_ii.cpp"
/* Backtracking algorithm: Subset Sum II */
void backtrack(vector<int> &state, int target, vector<int> &choices, int start, vector<vector<int>> &res) {
    // When the subset sum equals target, record the solution
    if (target == 0) {
        res.push_back(state);
        return;
    }
    // Traverse all choices
    // Pruning two: start traversing from start to avoid generating duplicate subsets
    // Pruning three: start traversing from start to avoid repeatedly selecting the same element
    for (int i = start; i < choices.size(); i++) {
        // Pruning one: if the subset sum exceeds target, end the loop immediately
        // This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if (target - choices[i] < 0) {
            break;
        }
        // Pruning four: if the element equals the left element, it indicates that the search branch is repeated, skip it
        if (i > start && choices[i] == choices[i - 1]) {
            continue;
        }
        // Attempt: make a choice, update target, start
        state.push_back(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i + 1, res);
        // Retract: undo the choice, restore to the previous state
        state.pop_back();
    }
}

/* Solve Subset Sum II */
vector<vector<int>> subsetSumII(vector<int> &nums, int target) {
    vector<int> state;              // State (subset)
    sort(nums.begin(), nums.end()); // Sort nums
    int start = 0;                  // Start point for traversal
    vector<vector<int>> res;        // Result list (subset list)
    backtrack(state, target, nums, start, res);
    return res;
}
```

=== "Java"

```java title="subset_sum_ii.java"
/* Backtracking algorithm: Subset Sum II */
void backtrack(List<Integer> state, int target, int[] choices, int start, List<List<Integer>> res) {
    // When the subset sum equals target, record the solution
    if (target == 0) {
        res.add(new ArrayList<>(state));
        return;
    }
    // Traverse all choices
    // Pruning two: start traversing from start to avoid generating duplicate subsets
    // Pruning three: start traversing from start to avoid repeatedly selecting the same element
    for (int i = start; i < choices.length; i++) {
        // Pruning one: if the subset sum exceeds target, end the loop immediately
        // This is because the array is sorted, and later elements are larger, so the subset sum will definitely exceed target
        if (target - choices[i] < 0) {
            break;
        }
        // Pruning four: if the element equals the left element, it indicates that the search branch is repeated, skip it
        if (i > start && choices[i] == choices[i - 1]) {
            continue;
        }
        // Attempt: make a choice, update target, start
        state.add(choices[i]);
        // Proceed to the next round of selection
        backtrack(state, target - choices[i], choices, i + 1, res);
        // Retract: undo the choice, restore to the previous state
        state.remove(state.size() - 1);
    }
}

/* Solve Subset Sum II */
List<List<Integer>> subsetSumII(int[] nums, int target) {
    List<Integer> state = new ArrayList<>(); // State (subset)
    Arrays.sort(nums); // Sort nums
    int start = 0; // Start point for traversal
    List<List<Integer>> res = new ArrayList<>(); // Result list (subset list)
    backtrack(state, target, nums, start, res);
    return res;
}
```

=== "C#"

```csharp title="subset_sum_ii.cs"
[class]{subset_sum_ii}-[func]{Backtrack}

[class]{subset_sum_ii}-[func]{SubsetSumII}
```

=== "Go"

```go title="subset_sum_ii.go"
[class]{}-[func]{backtrackSubsetSumII}

[class]{}-[func]{subsetSumII}
```

=== "Swift"

```swift title="subset_sum_ii.swift"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "JS"

```javascript title="subset_sum_ii.js"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "TS"

```typescript title="subset_sum_ii.ts"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "Dart"

```dart title="subset_sum_ii.dart"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "Rust"

```rust title="subset_sum_ii.rs"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_ii}
```

=== "C"

```c title="subset_sum_ii.c"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "Kotlin"

```kotlin title="subset_sum_ii.kt"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

=== "Ruby"

```ruby title="subset_sum_ii.rb"
[class]{}-[func]{backtrack}

[class]{}-[func]{subset_sum_ii}
```

=== "Zig"

```zig title="subset_sum_ii.zig"
[class]{}-[func]{backtrack}

[class]{}-[func]{subsetSumII}
```

Figure 13-14 shows the backtracking process for the array [4, 4, 5] and target element 9, including four types of pruning operations. Please combine the illustration with the code comments to understand the entire search process and how each type of pruning operation works.

Subset sum II backtracking process{ class="animation-figure" }

Figure 13-14   Subset sum II backtracking process